SEC Pursues Enforcement Action Against A.G. Morgan Financial Advisors and Affiliates
The U.S. Securities and Exchange Commission (SEC) has initiated an enforcement action against A.G. Morgan Financial Advisors, LLC, and associated entities and individuals. The case, filed in the U.S. District Court for the Eastern District of New York, was published on July 31, 2025, at 22:11 EDT.
While specific details regarding the allegations within the complaint are not yet publicly elaborated upon in this initial publication, enforcement actions by the SEC typically involve investigating potential violations of federal securities laws. These laws are designed to protect investors by ensuring fair and transparent markets.
As this is an ongoing legal matter, further information will likely become available as the case progresses through the court system. The SEC’s mission is to uphold market integrity and safeguard investors, and this action underscores their commitment to that objective.
Parties involved in this litigation, including the defendants, are presumed innocent until proven guilty. This article serves to inform the public of the SEC’s filing and will be updated as more substantive information becomes accessible. The case number for this matter is 2:22-cv-03421.
22-3421 – Securities and Exchange Commission v. A.G. Morgan Financial Advisors, LLC et al
AI has delivered the news.
The answer to the following question is obtained from Google Gemini.
govinfo.gov District CourtEastern District of New York published ’22-3421 – Securities and Exchange Commission v. A.G. Morgan Financial Advisors, LLC et al’ at 2025-07-31 22:11. Please write a detailed article about this news in a polite tone with relevant information. Please reply in English with the article only.