Katten Expands Investment Management Practice with the Addition of Esteemed Attorney and Former SEC Counsel
New York, NY – July 9, 2025 – Katten Muchin Rosenman LLP is pleased to announce a significant expansion of its Investment Management practice with the arrival of a highly respected attorney, who previously served as counsel at the U.S. Securities and Exchange Commission (SEC). This strategic addition to Katten’s New York office underscores the firm’s commitment to bolstering its capabilities in this dynamic and critical sector of the financial industry.
The new attorney brings a wealth of experience and deep regulatory insight, honed during their tenure at the SEC. This background is invaluable to clients navigating the complexities of investment management regulations and compliance. Their expertise encompasses a broad range of areas crucial to the industry, including fund formation, regulatory advising, and enforcement matters.
Katten’s Investment Management practice is renowned for its comprehensive services to a diverse clientele, including mutual funds, hedge funds, private equity funds, exchange-traded funds (ETFs), and investment advisors. The firm’s attorneys are recognized for their ability to provide strategic counsel on intricate legal and business challenges faced by asset managers and their service providers.
“We are delighted to welcome this accomplished attorney to Katten,” said [Insert Name and Title of Katten Partner or Chair, e.g., John Smith, Chair of Katten’s Investment Management Practice]. “Their extensive experience at the SEC, coupled with their profound understanding of the investment management landscape, will be an immense asset to our clients and our firm. This addition further strengthens our ability to provide top-tier legal counsel in an increasingly regulated environment.”
The arrival of this seasoned professional is a testament to Katten’s ongoing strategy to attract and retain leading legal talent. By integrating such a high caliber of expertise, Katten reaffirms its dedication to delivering exceptional value and innovative solutions to its investment management clients, particularly in the vibrant New York financial hub. Clients can expect to benefit from enhanced advisory services, a deeper understanding of regulatory nuances, and a more robust strategic partnership as they manage their businesses and pursue their investment objectives.
Top Investment Management Attorney and Former SEC Counsel Joins Katten in New York
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